How the LTE Core Network talks to UMTS and GSM

An important functionality that has to be in place when LTE networks are launched from day one is the ability for mobiles to roam from LTE to other types of radio access networks. In most parts of the world except for the US and Canada, that is UMTS and GSM. While doing some research on this topic as to how that works from a network point of view, all books I have come across so far point to the new S3, S4 and S12 interfaces between the 2G and 3G network nodes (the SGSN and RNC) and the LTE core network nodes (or the Evolved Packet Core (EPC) to be precise), i.e. the Mobility Management Entity (MME) and the Serving Gateway (S-GW).

One might be happy with this answer from a theoretical point of view but in practice this approach might be a bit problematic. As the functionality has to be there from day one, using the new interfaces means that the software of the 2G/3G SGSNs and RNCs need to be modified. Now one thing you don't want to do when introducing a new system is to fiddle with the system that is already in place as you've already go enough work at hand. So I was wondering if there was an alternative to introducing new interface, even if only for Inter-RAT (Inter Radio Access Technology) cell reselection triggered by measurements on the mobile side.

It turned out that there is. After some digging, annex D in 3GPP TS 23.401 provided the answer (sometimes I wonder what is more important, the specification text or the annexes…). Here, a network setup is described where the 2G and 3G SGSN is connected to the LTE world via the standard Gn interface (Gp in the roaming case) to the MME and the PDN-Gateway. To the SGSN, the MME looks like an SGSN and the PDN-Gatweay looks like the GGSN. No modifications are required on the 2G/3G side. On the LTE side, this means that both the MME and the PDN-Gateway have to implement the Gn / Gp interface. But that's something that has to be done on the new network nodes which means its not a problem from an real-live network introduction point of view. With the Gn / Gp interface support in place, the introduction of LTE and roaming between different radio access networks could be introduced as follows:

Cell Reselection Only at First

To make things simple, LTE networks are likely to be launched with only cell reselection mechanisms to 2G and 3G networks instead of full network controlled handover. That means that the mobile is responsible to monitor signal strengths of other radio networks when connected to LTE and autonomously decide to switch to GSM or UMTS when leaving the coverage area of the LTE network. When using the GSM or UMTS network the mobile also searches for neighboring LTE cells and switches back to the faster network once the opportunity presents itself (e.g. while no data is transmitted).

Handovers Follow Later

The advantage of cell reselection between different types of access networks is that they are simple and no additional functionality is required in the network. The downside is that when a network change is necessary while a data transfer is ongoing the mobile will either not attempt the change at all or the change results in an temporary interruption of the ongoing data transfer. The answer to the downside is to perform a network controlled handover between the different radio systems. This makes the change between access networks a lot smoother but requires changes in both the new and the old radio networks. On the GSM/UMTS side, the software of the base stations and radio network controllers have to be upgraded to instruct the mobile to also search for LTE cells while the mobile is active and to take the results into account in their existing handover mechanisms. As far as I can tell, no modifications are required in the SGSN, as transparent containers are used to transfer non-compatible radio network parameters between the different networks.

Packet Handovers Today

At this point I think it is interesting to note that packet handovers are already specified today for GPRS/EDGE to UMTS and vice versa. However, I haven't come across a network yet that has implemented this functionality. Maybe it is the speed difference between the two radio access networks that makes the effort undesirable. Between UMTS and LTE, however, such packet handovers might finally make sense as in many scenarios, the speed difference might not be that great.

The GGSN Oddity

One last thought: In annex D, the 2G/3G GGSN functionality is always taken over by the PDN-GW. That means that an LTE capable mobile should never use a 2G/3G only GGSN when first activating a PDP context in GPRS/EDGE or UMTS. If this was done I don't see how it would be possible to reselect to the LTE network later. This is due to the fact that the GGSN is the anchor point and can't change during the lifetime of the connection. If an "old" GGSN would be the anchor point, then the MME and S-GW would have to talk to the "old" GGSN after a cell reselection or handover from GPRS/EDGE or UMTS to LTE instead of a real PDN-GW. That's a bit odd and I don't see this described in the standards.

There are several ways how that could be achieved. Using a special APN for example that triggers the use of a combined GGSN/PDN-GW when the connection is established could be a possibility or the analysis of the IMEI (the equipment ID). While the first idea wouldn't require new software in the SGSN, the second one probably would and then there is always the chance that you miss some IMEI blocks in the list on the SGSN, especially for roamers, so it's probably not such a good idea after all. Another option would be to replace the GGSNs in the network or upgrade their software so they become combined GGSNs/PDN-GWs. However, there some risk involved in that so some network operators might be reluctant to do that at the beginning.

If you know more about this or have some other comments or questions in general, please leave a comment below.

3G Connection Sharing – Part 3: The D100

D100
While the software on the Fritzbox for 3G connection sharing over Wi-Fi is still an early beta, I have recently also tested the Huawei D100, a box dedicated for 3G connection sharing. So far, I've seen it advertised by 3 in the UK (with contract only) or by 3 in Austria, here unlocked for 99 euros. Needless to say I preferred the Austrian variant and went into a shop while in Austria recently to buy one. I have now used it for several days with a E220 3G USB stick in the Mobilkom A1network and I have to say I am very impressed by stability of both the Wi-Fi and the 3G connection and the ease of use of the box.

Once power is switched on and the power on button has been pressed, the box automatically attaches to the 3G network and establishes an Internet connection. What I've found a bit odd is that the power button has to be pressed for the box to start. This is a bit inconvenient after a power outage for example. Should the 3G connection drop while being online, the box is smart enough to figure out something is wrong and automatically re-establishes the connection within a couple of seconds. It happened two or three times in the course of a couple of days but it's hard to say if that was due to the D100, the 3G stick or the network.

The Austrian D100 comes preconfigured for all Austrian networks, but it's also possible to add configurations for SIM cards of other operators and countries. The page for this is a bit hidden but one found, it's pretty much straight forward.

While most people will probably use it for Internet connection sharing, Dean Bubley recently had a number of other interesting ideas of how to use what he calls 'the dongle dock'. Have a look here, especially the last paragraph. Now I need to get a femto to test his idea 🙂

Beyond 3G: The Manuscript is Ready

Manuscript-sm
Some of you might have noticed that recent blog entries haven grown in size again and speculated that I have a bit more time at hand again. Well you have guessed right. Over the past months, I spent most of my free time working on my next book, to be published by John Wiley and Sons by the end of the year. Finally, the manuscript is ready and the title will be

"Beyond 3G: Bringing Networks, Terminals and the Web Together"

For the moment, people at Wiley's are now working on the cover, they are proof-reading the manuscript, and typesetting is starting soon. After that, I'll have to work a bit on the index, on the glossary, etc., etc. But that's a bit later in the year. I always find it amazing how many steps are necessary from finalizing the manuscript to having the finished book finally being shipped to the bookstores.

It's a long process. However, I strongly feel that all of this work is necessary and justified to produce something outstanding that has something which is missing in day to day online publishing: Depth and broadness.

That doesn't mean that online sources are less valuable, they are just different. I very much like my blog for example, because it catches spontaneous thoughts, thoughts about a clearly defined single topics, ideas, it's great for posting the latest news, for responding to someone else publishing something, and it is thus a great complement to my offline writing activities. Together, online and offline are hard to beat!

So what exactly will the book be about? Here's the current version of the back cover text:

Giving a sound technical introduction to 3GPP LTE and SAE, this book explains the decisions taken during standardization while also examining the likely competition for LTE such as HSPA+ and WiMAX. As well as looking at next generation network technologies, Beyond 3G – Bringing Networks, Terminals and the Web Together describes the latest mobile device developments, voice and multimedia services and the mobile web 2.0. It considers not only how the systems, devices and software work but also the reasons behind why they are designed in this particular way. How these elements strongly influence each other is discussed as well as how network capabilities, available bandwidth, mobile device capabilities and new application concepts will shape the way we communicate in the future.

  • Examines current and next-generation network technologies such as UMTS, HSPA+, WiMAX, LTE and Wifi
  • Analyses and explains performance and capacity in practice as well as future capacity requirements and how they can be fulfilled.
  • Introduces the reader to the current cellular telephony architecture and to voice over IP architectures such as SIP, IMS and TISPAN
  • Looks at mobile device hardware and mobile operating system evolution
  • Encompasses all major global wireless standards for application development and the latest state of the mobile web 2.0

As I said above, it's going to take until the end of the year until the book is finally shipped. If you would like to be informed when it's available, please send an eMail to "gsmumts at gmx.de", I'll be happy to keep you informed.